-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CVCH+Dhjv7bc5qmmClxAEe2GokhWlSVHJNLCElbCPnxYFyxqPVTyVm67NNxWRvuA RDXKHRvcVpOkunoRP8dQUA== 0001040987-02-000001.txt : 20020414 0001040987-02-000001.hdr.sgml : 20020414 ACCESSION NUMBER: 0001040987-02-000001 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020213 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MAGINNESS CHARLES E CENTRAL INDEX KEY: 0001040987 STANDARD INDUSTRIAL CLASSIFICATION: PRINTED CIRCUIT BOARDS [3672] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 315 SCIENCE PARKWAY CITY: ROCHESTER STATE: NY ZIP: 14620 BUSINESS PHONE: 7162560200 MAIL ADDRESS: STREET 2: 315 SCIENCE PARKWAY CITY: ROCHESTER STATE: NY ZIP: 14620 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PERFORMANCE TECHNOLOGIES INC \DE\ CENTRAL INDEX KEY: 0001003950 STANDARD INDUSTRIAL CLASSIFICATION: PRINTED CIRCUIT BOARDS [3672] IRS NUMBER: 161158413 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-45715 FILM NUMBER: 02540788 BUSINESS ADDRESS: STREET 1: 315 SCIENCE PKWY CITY: ROCHESTER STATE: NY ZIP: 14620 BUSINESS PHONE: 7162560200 MAIL ADDRESS: STREET 1: 315 SCIENCE PARKWAY STREET 2: 315 SCIENCE PARKWAY CITY: ROCHESTER STATE: NY ZIP: 14620 SC 13G 1 cem13g02.txt SCHEDULE 13G CUSIP No. 71376K 10 2 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Schedule 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b) and (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (Amendment No. 1) Performance Technologies, Incorporated (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) 71376K 10 2 (CUSIP Number) CUSIP No. 71376K 10 2 13G - --------- ------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Charles E. Maginness - --------- ------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) - --------- ------- 3 SEC USE ONLY - --------- ------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - --------- ------ ------------------------------------------------------- 5 SOLE VOTING POWER - 608,360 NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ------ ------------------------------------------------------- 6 SHARED VOTING POWER - 0 ------ ------------------------------------------------------- 7 SOLE DISPOSITIVE POWER - 608,360 ------ ------------------------------------------------------- 8 SHARED DISPOSITIVE POWER - 0 - --------- ------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 626,360 (See Item 4 for disclaimer of beneficial ownership as to certain shares) --------- ------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)EXCLUDES CERTAIN SHARES* - --------- ------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.1% - --------- ------- 12 TYPE OF REPORTING PERSON* IN - --------- ------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Item 1(a). Name of Issuer: Performance Technologies, Incorporated Item 1(b). Address of Issuer's Principal Executive Offices: 315 Science Parkway Rochester, New York 14620 Item 2(a). Names of Person Filing: Charles E. Maginness Item 2(b). Address of Principal Business Office, or, if None, Residence: 315 Science Parkway Rochester, New York 14620 Item 2(c). Citizenship: United States Item 2(d). Title of Class of Securities: Common Stock Item 2(e). CUSIP Number: 71376K 10 2 Item 3. Statements Filed Pursuant to Rules 13d-1(b) or 13d-2(b): Not Applicable Item 4. Ownership: (a) Amount Beneficially Owned: 626,360 shares Such amount consists of: (i) 505,113 shares owned by the Reporting Person directly; (ii)103,247 shares owned by the Reporting Person's wife, as to which shares the Reporting Person disclaims beneficial ownership; and (iii)18,000 shares subject to a presently exercisable option and warrant held by the Reporting Person. (b) Percent of Class: 5.1% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 608,360 (ii) shared power to vote or to direct the vote: -0- (iii) sole power to dispose or to direct the disposition of: 608,360 (iv) shared power to dispose or to direct the disposition of: -0- Item 5. Ownership of Five Percent or Less of a Class: Not Applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person: Not Applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: Not Applicable Item 8. Identification and Classification of Members of the Group: Not Applicable Item 9. Notice of Dissolution of Group: Not Applicable Item 10. Certification: Not Applicable SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 13, 2002 /s/ Charles E. Maginness ------------------------ Charles E. Maginness -----END PRIVACY-ENHANCED MESSAGE-----